Angel Oak Capital Partners II, LLC's Form 4 filing
Angel Oak Financial Strategies Income Term Trust (FINS) · filed Aug 29, 2024
- Accession no.
- 0001816411-24-000001
- Filed
- Aug 29, 2024
- Trade date
- Aug 10-Sep 13, 2022
- Filing delay
- 750 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $21.91. It was filed 750 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Angel Oak Capital Partners II, LLCCIK 0001816411 | Other: General Partner of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | JOtherDisposed | −68,399 | $14.76 | −$1,009,569.24 | 68,400.59 | Direct | |
| Aug 17, 2022 | Common Stock | JOtherDisposed | −68,399 | $14.65 | −$1,002,045.35 | 1.59 | Direct | |
| Sep 13, 2022 | Common Stock | SSaleDisposed | −1.59 | $13.78 | −$21.91 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
In August 2022, Angel Capital Partners II, LLC transferred the majority of its beneficial ownership of FINS to other insiders of FINS, Sreeniwas Prabhu and Michael Fierman. Angel Capital Partners II, LLC was left with 1.59 shares in FINS which it sold in September 2022.