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Sullivan Christopher Ryan's Form 4 filing

Avalo Therapeutics, Inc. (AVTX) · filed Aug 19, 2026

Accession no.
0001810417-26-000019
Filed
Aug 19, 2026, 4:10 PM ET
Trade date
Aug 17-18, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.45M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sullivan Christopher RyanCIK 0001810417Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 17, 2026Common StockMOption exerciseAcquired+37,945$9.88+$374,896.678,718Direct
Aug 17, 2026Common StockMOption exerciseAcquired+2,876$9.88+$28,414.8881,594Direct
Aug 17, 2026Common StockSSaleDisposed−37,945$19.85F2−$753,333.4743,649Direct
Aug 17, 2026Common StockSSaleDisposed−3,749$19.94F3−$74,762.1839,900Direct
Aug 18, 2026Common StockMOption exerciseAcquired+31,031$9.88+$306,586.2870,931Direct
Aug 18, 2026Common StockSSaleDisposed−31,031$20.05F4−$622,323.639,900Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 17, 2026Common StockMOption exerciseDisposed−37,945$0.00$0130,149Direct
Aug 17, 2026Common StockMOption exerciseDisposed−2,876$0.00$0127,273Direct
Aug 18, 2026Common StockMOption exerciseDisposed−31,031$0.00$096,242Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The reported securities were sold in multiple transactions at prices ranging from $19.16 to $20.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

F3

The reported securities were sold in multiple transactions at prices ranging from $19.70 to $20.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

F4

The reported securities were sold in multiple transactions at prices ranging from $20.00 to $20.265. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)