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Harmke Thomas W's Form 4 filing

Reaves Utility Income Fund (UTG) · filed Nov 5, 2021

Accession no.
0001810401-21-000001
Filed
Nov 5, 2021
Trade date
May 29, 2020-Nov 3, 2021
Filing delay
525 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 19 non-derivative transactions. Open-market sales total $8.93K. It was filed 525 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Harmke Thomas WCIK 0001810401Other: Officer of Investment Adviser

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 29, 2020Reaves Utility Income FundJOtherAcquired+1.28$33.54+$42.93239.28Direct
Jun 30, 2020Reaves Utility Income FundJOtherAcquired+1.42$30.28+$43240.7Direct
Jul 31, 2020Reaves Utility Income FundJOtherAcquired+1.35$32.08+$43.31242.05Direct
Aug 31, 2020Reaves Utility Income FundJOtherAcquired+1.36$31.95+$43.45243.41Direct
Sep 30, 2020Reaves Utility Income FundJOtherAcquired+1.39$31.05+$43.16244.81Direct
Oct 30, 2020Reaves Utility Income FundJOtherAcquired+1.38$31.94+$44.08246.18Direct
Nov 30, 2020Reaves Utility Income FundJOtherAcquired+1.34$33.73+$45.2247.52Direct
Dec 31, 2020Reaves Utility Income FundJOtherAcquired+1.36$32.97+$44.84248.89Direct
Jan 19, 2021Reaves Utility Income FundJOtherAcquired+1.37$32.54+$44.58250.26Direct
Feb 26, 2021Reaves Utility Income FundJOtherAcquired+1.4$31.68+$44.35251.65Direct
Mar 31, 2021Reaves Utility Income FundJOtherAcquired+1.37$33.40+$45.76253.02Direct
Apr 30, 2021Reaves Utility Income FundJOtherAcquired+1.32$34.50+$45.54254.34Direct
May 28, 2021Reaves Utility Income FundJOtherAcquired+1.31$34.96+$45.8255.65Direct
Jun 30, 2021Reaves Utility Income FundJOtherAcquired+1.33$34.68+$46.12256.97Direct
Jul 30, 2021Reaves Utility Income FundJOtherAcquired+1.38$35.39+$48.84258.35Direct
Aug 31, 2021Reaves Utility Income FundJOtherAcquired+1.37$35.93+$49.22259.72Direct
Sep 30, 2021Reaves Utility Income FundJOtherAcquired+1.49$33.03+$49.21261.21Direct
Oct 29, 2021Reaves Utility Income FundJOtherAcquired+1.46$34.08+$49.76262.67Direct
Nov 3, 2021Reaves Utility Income FundSSaleDisposed−262.67$34.01−$8,933.410Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)