Crosby Wendel's Form 4 filing
Universal Stainless & Alloy Products Inc (USAP) · filed Nov 7, 2024
- Accession no.
- 0001809689-24-000020
- Filed
- Nov 7, 2024
- Trade date
- Nov 5, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.06M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Crosby WendelCIK 0001863456 | Officer (V.P. of Manufacturing) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2024 | Common Stock | MOption exerciseAcquired | +4,000 | $26.14 | +$104,560 | 72,647 | Direct | |
| Nov 5, 2024 | Common Stock | MOption exerciseAcquired | +3,547 | $9.19 | +$32,596.93 | 76,194 | Direct | |
| Nov 5, 2024 | Common Stock | MOption exerciseAcquired | +4,500 | $20.29 | +$91,305 | 80,694 | Direct | |
| Nov 5, 2024 | Common Stock | SSaleDisposed | −24,047 | $44.23 | −$1,063,598.81 | 56,647 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2024 | Common Stock | MOption exerciseDisposed | −4,000 | $26.14 | −$104,560 | 0 | Direct | |
| Nov 5, 2024 | Common Stock | MOption exerciseDisposed | −3,547 | $9.19 | −$32,596.93 | 953 | Direct | |
| Nov 5, 2024 | Common Stock | MOption exerciseDisposed | −4,500 | $20.29 | −$91,305 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.