Moniz James P's Form 4 filing
Intevac Inc (IVAC) · filed Feb 10, 2022
- Accession no.
- 0001806637-22-000006
- Filed
- Feb 10, 2022
- Trade date
- Feb 8-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $166.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moniz James PCIK 0001347839 | Officer (Chief Financial Officer,) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2022 | Common Stock | MOption exerciseAcquired | +2,850 | $5.42 | +$15,447 | 200,198 | Direct | |
| Feb 8, 2022 | Common Stock | SSaleDisposed | −2,850 | $5.54 | −$15,789 | 197,348 | Direct | |
| Feb 9, 2022 | Common Stock | MOption exerciseAcquired | +27,150 | $5.42 | +$147,153 | 224,498 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −27,150 | $5.54 | −$150,411 | 197,348 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2022 | Common Stock | MOption exerciseDisposed | −2,850 | $5.54 | −$15,789 | 27,150 | Direct | |
| Feb 9, 2022 | Common Stock | MOption exerciseDisposed | −27,150 | $5.54 | −$150,411 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.