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Collins John DeNeen's Form 4 filing

Soundhound AI, Inc. (SOUN) · filed Sep 9, 2026

Accession no.
0001806386-26-000024
Filed
Sep 9, 2026, 5:39 PM ET
Trade date
Sep 4, 2026
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Collins John DeNeenCIK 0001806386Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 4, 2026Class A Common StockAGrant or awardAcquired+50,573–F1,F2–50,573Direct
Sep 4, 2026Class A Common StockAGrant or awardAcquired+1,000,000$0.00$01,050,573Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Pursuant to that Amended and Restated Merger Agreement, dated July 2, 2026 (as it may be amended from time to time, the "Merger Agreement") by and among LivePerson, Inc. ("LivePerson"), the Issuer, Lightspeed Merger Sub Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub I") and Lightspeed Merger Sub II Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub II"), Merger Sub I merged with and into LivePerson, with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "First Merger") and immediately following the First Merger, a merger of Merger Sub II with and into the surviving corporation with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "Second Merger").

Referenced by the price of 1 transaction in Table I.

F2

Pursuant to the Merger Agreement, the Reporting Person's LivePerson common stock and restricted stock units converted into the Issuer's Class A common stock and restricted stock units, respectively, according to the terms of the Merger Agreement.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)