Farner Jay's Form 4 filing
Rocket Companies, Inc. (RKT) · filed Dec 14, 2022
- Accession no.
- 0001805284-22-000331
- Filed
- Dec 14, 2022
- Trade date
- Dec 12-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $600.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Farner JayCIK 0001816502 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2022 | Class A common stock | PPurchaseAcquired | +23,800 | $8.38F2 | +$199,444 | 5,842,607 | Direct | |
| Dec 13, 2022 | Class A common stock | PPurchaseAcquired | +23,200 | $8.70F3 | +$201,840 | 5,865,807 | Direct | |
| Dec 14, 2022 | Class A common stock | PPurchaseAcquired | +24,000 | $8.31F4 | +$199,440 | 5,889,807 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.18 to $8.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.44 to $9.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.14 to $8.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.