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Polk Dennis's Form 4 filing

Concentrix Corp (CNXC) · filed Jan 4, 2023

Accession no.
0001803599-23-000002
Filed
Jan 4, 2023
Trade date
Jan 3, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.34M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Polk DennisCIK 0001270710Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 3, 2023Common StockMOption exerciseAcquired+1,541$37.94+$58,465.5417,048Direct
Jan 3, 2023Common StockMOption exerciseAcquired+8,459$55.12+$466,260.0825,507Direct
Jan 3, 2023Common StockSSaleDisposed−1,430$132.19−$189,031.724,077Direct
Jan 3, 2023Common StockSSaleDisposed−4,430$133.53−$591,537.919,647Direct
Jan 3, 2023Common StockSSaleDisposed−3,440$134.30−$461,99216,207Direct
Jan 3, 2023Common StockSSaleDisposed−700$135.23−$94,66115,507Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 3, 2023Common StockMOption exerciseDisposed−1,541$0.00$015,384Direct
Jan 3, 2023Common StockMOption exerciseDisposed−8,459$0.00$038,129Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)