Polk Dennis's Form 4 filing
Concentrix Corp (CNXC) · filed Nov 3, 2022
- Accession no.
- 0001803599-22-000159
- Filed
- Nov 3, 2022
- Trade date
- Nov 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.22M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Polk DennisCIK 0001270710 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $37.94 | +$379,400 | 25,507 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −4,524 | $120.85 | −$546,725.4 | 20,983 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −2,342 | $121.51 | −$284,576.42 | 18,641 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −2,644 | $122.72 | −$324,471.68 | 15,997 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −490 | $123.70 | −$60,613 | 15,507 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 26,925 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.