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Rooney Robert Gerald's Form 4 filing

TCW Strategic Income Fund Inc (TSI) · filed Dec 3, 2025

Accession no.
0001801785-25-000004
Filed
Dec 3, 2025
Trade date
Nov 25-Dec 1, 2025
Filing delay
8 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions. Open-market purchases total $101.0K. It was filed 8 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rooney Robert GeraldCIK 0001801785Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 25, 2025Common StockPPurchaseAcquired+8,422$4.93+$41,520.468,422Direct
Nov 26, 2025Common StockPPurchaseAcquired+4$4.91+$19.648,426Direct
Nov 28, 2025Common StockPPurchaseAcquired+2,000$4.93+$9,86010,426Direct
Nov 28, 2025Common StockPPurchaseAcquired+2,174$4.92+$10,696.0812,600Direct
Dec 1, 2025Common StockPPurchaseAcquired+7,400$4.93+$36,48220,000Direct
Dec 1, 2025Common StockPPurchaseAcquired+500$4.92+$2,46020,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)