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Romano Kathryn's Form 4 filing

Krystal Biotech, Inc. (KRYS) · filed Mar 1, 2024

Accession no.
0001801385-24-000011
Filed
Mar 1, 2024
Trade date
Feb 28-29, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 18 non-derivative transactions and 3 derivative transactions. Open-market sales total $829.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Romano KathrynCIK 0001801385Officer (Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 28, 2024Common StockMOption exerciseAcquired+648$63.55+$41,180.413,584Direct
Feb 28, 2024Common StockSSaleDisposed−648$162.71F2−$105,436.0812,936Direct
Feb 28, 2024Common StockMOption exerciseAcquired+900$63.55+$57,19513,836Direct
Feb 28, 2024Common StockSSaleDisposed−900$163.68F3−$147,31212,936Direct
Feb 28, 2024Common StockMOption exerciseAcquired+1,429$63.55+$90,812.9514,365Direct
Feb 28, 2024Common StockSSaleDisposed−1,429$164.81F4−$235,513.4912,936Direct
Feb 28, 2024Common StockMOption exerciseAcquired+300$63.55+$19,06513,236Direct
Feb 28, 2024Common StockSSaleDisposed−300$166.06F5−$49,81812,936Direct
Feb 28, 2024Common StockMOption exerciseAcquired+300$63.55+$19,06513,236Direct
Feb 28, 2024Common StockSSaleDisposed−300$167.85F6−$50,35512,936Direct
Feb 28, 2024Common StockMOption exerciseAcquired+1,216$63.55+$77,276.814,152Direct
Feb 28, 2024Common StockSSaleDisposed−1,216$169.09F7−$205,613.4412,936Direct
Feb 28, 2024Common StockMOption exerciseAcquired+117$63.55+$7,435.3513,053Direct
Feb 28, 2024Common StockSSaleDisposed−117$169.82F8−$19,868.9412,936Direct
Feb 28, 2024Common StockMOption exerciseAcquired+90$63.55+$5,719.513,026Direct
Feb 28, 2024Common StockSSaleDisposed−90$172.23−$15,500.712,936Direct
Feb 28, 2024Common StockMOption exerciseAcquired+5,000$0.00$017,936Direct
Feb 28, 2024Common StockFTax withholdingDisposed−2,314$163.08F11−$377,367.1215,622Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 28, 2024Common StockMOption exerciseDisposed−5,000$0.00$025,000Direct
Feb 28, 2024Common StockMOption exerciseDisposed−5,000$0.00$05,000Direct
Feb 29, 2024Common StockAGrant or awardAcquired+15,000$0.00$015,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The transaction was executed in multiple trades ranging from $162.155 to $163.100. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F3

The transaction was executed in multiple trades ranging from $163.190 to $164.100. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades ranging from $164.300 to $165.220. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F5

The transaction was executed in multiple trades ranging from $165.980 to $166.110. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F6

The transaction was executed in multiple trades ranging from$167.540 to $168.010. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F7

The transaction was executed in multiple trades ranging from $168.680 to $169.610. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F8

The transaction was executed in multiple trades ranging from $169.790 to $170.000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F11

The closing price on February 28, 2024 of the Company's common stock on NASDAQ.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)