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McCulloch Benjamin's Form 4 filing

XAI CLO & Income Opportunities Fund · filed Dec 26, 2024

Accession no.
0001796252-24-000005
Filed
Dec 26, 2024
Trade date
Dec 23, 2024
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $15.0K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McCulloch BenjaminCIK 0001796252Other: Secretary & CLO

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 23, 2024Common Shares of Beneficial OwnershipPPurchaseAcquired+593.35$25.28+$14,999.89593.35Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)