Mitchell Steven R's Form 4/A amendment
AmendedStepStone Group Inc. (STEP) · filed Jun 12, 2024
- Accession no.
- 0001796022-24-000056
- Filed
- Jun 12, 2024
- Trade date
- Sep 27-29, 2021
- Filing delay
- 989 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Sep 29, 2021
This filing lists 3 non-derivative transactions. Open-market sales total $1.53M. It was filed 989 days after the trade.
This amendment replaces 0001796022-21-000064 (filed Sep 29, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mitchell Steven RCIK 0001610279 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Class A Common Stock | SSaleDisposed | −9,290 | $44.70F1 | −$415,263 | 53,210 | Direct | |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −17,845 | $43.11F2 | −$769,297.95 | 35,365 | Direct | |
| Sep 29, 2021 | Class A Common Stock | SSaleDisposed | −7,865 | $43.55F3 | −$342,520.75 | 27,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.84 to $45.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $42.59 to $44.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.12 to $43.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
This amendment is filed to remove references to (a) Class B Common Stock held by ARGO Holdings, LLC and (b) the reporting person being part of a "group" with ARG Private Equity, LLC, ARO Holdings, LLC, Sanford Energy, Inc., George Kaiser, and Robert A Waldo., each of which were included in the original filing in error.