Keck Thomas's Form 4 filing
StepStone Group Inc. (STEP) · filed Jun 12, 2024
- Accession no.
- 0001796022-24-000055
- Filed
- Jun 12, 2024
- Trade date
- Jun 10-12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $4.19M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keck ThomasCIK 0001821978 | Director, Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2024 | Class A Common Stock | SSaleDisposed | −74,976 | $45.06F1 | −$3,378,418.56 | 118,739 | Indirect | |
| Jun 11, 2024 | Class A Common Stock | SSaleDisposed | −4,939 | $45.04F2 | −$222,452.56 | 113,800 | Indirect | |
| Jun 12, 2024 | Class A Common Stock | SSaleDisposed | −13,050 | $45.32F3 | −$591,426 | 100,750 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected in multiple trades at prices ranging from $45.00 to $45.35. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
The sales reported in this Form 4 were effected in multiple trades at prices ranging from $45.00 to $45.10. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The sales reported in this Form 4 were effected in multiple trades at prices ranging from $45.11 to $45.53. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Member of 13D Group that owns more than 10%