Lim James's Form 4 filing
StepStone Group Inc. (STEP) · filed Sep 18, 2023
- Accession no.
- 0001796022-23-000069
- Filed
- Sep 18, 2023
- Trade date
- Sep 14-15, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions. Open-market sales total $1.25M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lim JamesCIK 0001543577 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2023 | Class A Common Stock | SSaleDisposed | −17,946 | $31.15 | −$559,017.9 | 6,666,548 | Indirect | |
| Sep 15, 2023 | Class A Common Stock | SSaleDisposed | −21,862 | $31.72 | −$693,462.64 | 6,644,686 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.