Lim James's Form 4 filing
StepStone Group Inc. (STEP) · filed Sep 5, 2023
- Accession no.
- 0001796022-23-000053
- Filed
- Sep 5, 2023
- Trade date
- Aug 31-Sep 5, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $540.1K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lim JamesCIK 0001543577 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Class A Common Stock | SSaleDisposed | −634 | $31.01 | −$19,660.34 | 6,869,787 | Indirect | |
| Sep 1, 2023 | Class A Common Stock | SSaleDisposed | −16,056 | $31.04 | −$498,378.24 | 6,853,731 | Indirect | |
| Sep 5, 2023 | Class A Common Stock | SSaleDisposed | −710 | $31.03 | −$22,031.3 | 6,853,021 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.