Keck Thomas's Form 4 filing
StepStone Group Inc. (STEP) · filed Feb 6, 2023
- Accession no.
- 0001796022-23-000004
- Filed
- Feb 6, 2023
- Trade date
- Feb 2-6, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $4.83M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keck ThomasCIK 0001821978 | Director, Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Class A Common Stock | SSaleDisposed | −76,335 | $30.74F1 | −$2,346,537.9 | 428,803 | Indirect | |
| Feb 3, 2023 | Class A Common Stock | SSaleDisposed | −47,781 | $31.81F2 | −$1,519,913.61 | 381,022 | Indirect | |
| Feb 6, 2023 | Class A Common Stock | SSaleDisposed | −32,050 | $30.10F3 | −$964,705 | 348,972 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $30.02 to $31.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $30.34 to $31.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $30.00 to $30.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Member of 13D group that owns more than 10%