McCabe Michael I's Form 4 filing
StepStone Group Inc. (STEP) · filed Nov 22, 2021
- Accession no.
- 0001796022-21-000111
- Filed
- Nov 22, 2021
- Trade date
- Nov 18, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $34.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McCabe Michael ICIK 0001822880 | Director, Officer (Head of Strategy), Other: See remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Class B Common Stock | DReturned to the companyDisposed | −332,584 | $0.00 | $0 | 2,406,142 | Direct | |
| Nov 18, 2021 | Class A Common Stock | CConversionAcquired | +332,584 | –F2 | – | 332,584 | Direct | |
| Nov 18, 2021 | Class A Common Stock | SSaleDisposed | −332,584 | $51.83 | −$17,237,828.72 | 0 | Direct | |
| Nov 18, 2021 | Class B Common Stock | DReturned to the companyDisposed | −332,584 | $0.00 | $0 | 1,187,416 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | CConversionAcquired | +332,584 | –F2 | – | 332,584 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | SSaleDisposed | −332,584 | $51.83 | −$17,237,828.72 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.
Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.
Remarks
Member of 13D Group that owns more than 10%