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Riesterer Terry L.'s Form 4 filing

Rockwell Automation, Inc (ROK) · filed May 8, 2026

Accession no.
0001794668-26-000004
Filed
May 8, 2026
Trade date
May 7-8, 2026
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.82M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Riesterer Terry L.CIK 0001794668Officer (Vice President and Controller)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 7, 2026Common StockMOption exerciseAcquired+900$246.77+$222,0932,134Direct
May 7, 2026Common StockMOption exerciseAcquired+1,246$259.81+$323,723.263,380Direct
May 7, 2026Common StockMOption exerciseAcquired+778$279.50+$217,4514,158Direct
May 7, 2026Common StockSSaleDisposed−1,100$451.83−$497,0133,058Direct
May 7, 2026Common StockSSaleDisposed−2,924$452.02−$1,321,706.48134Direct
May 8, 2026Common StockMOption exerciseAcquired+500$196.43+$98,215634Direct
May 8, 2026Common StockMOption exerciseAcquired+400$246.77+$98,7081,034Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 7, 2026Common StockMOption exerciseDisposed−900$0.00$0400Direct
May 7, 2026Common StockMOption exerciseDisposed−1,246$0.00$0300Direct
May 7, 2026Common StockMOption exerciseDisposed−778$0.00$0689Direct
May 8, 2026Common StockMOption exerciseDisposed−500$0.00$00Direct
May 8, 2026Common StockMOption exerciseDisposed−400$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)