Hays Joseph Christopher's Form 4 filing
ZoomInfo Technologies Inc. (GTM) · filed Aug 6, 2021
- Accession no.
- 0001794515-21-000224
- Filed
- Aug 6, 2021
- Trade date
- Aug 4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 6 derivative transactions. Open-market sales total $191.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hays Joseph ChristopherCIK 0001813655 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Class A Common Stock | MOption exerciseAcquired | +3,273 | –F1 | – | 3,273 | Direct | |
| Aug 4, 2021 | Class A Common Stock | MOption exerciseAcquired | +11,718 | –F2 | – | 14,991 | Direct | |
| Aug 4, 2021 | Class A Common Stock | SSaleDisposed | −3,273 | $58.64 | −$191,928.72 | 11,718 | Direct | |
| Aug 4, 2021 | Class A Common Stock | FTax withholdingDisposed | −4,612 | $56.50 | −$260,578 | 7,106 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Class A Common Stock | MOption exerciseDisposed | −10,632 | $0.00 | $0 | 69,098 | Direct | |
| Aug 4, 2021 | Class A Common Stock | MOption exerciseAcquired | +10,632 | $0.00 | $0 | 107,341 | Direct | |
| Aug 4, 2021 | Class A Common Stock | MOption exerciseDisposed | −3,273 | $0.00 | $0 | 104,068 | Direct | |
| Aug 4, 2021 | Class A Common Stock | MOption exerciseDisposed | −11,718 | $0.00 | $0 | 10,782 | Direct | |
| Aug 4, 2021 | Class A Common Stock | MOption exerciseAcquired | +11,718 | $0.00 | $0 | 11,718 | Direct | |
| Aug 4, 2021 | Class A Common Stock | MOption exerciseDisposed | −11,718 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On August 4, 2021, upon vesting, limited liability company units of HSKB Funds, LLC ("HSKB Units") settled into limited liability company units ("OpCo Units") of ZoomInfo Holdings LLC ("OpCo") together with an equal number of shares of Class B common stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo"). A portion of these OpCo Units and shares of Class B Common Stock were exchanged for shares of ZoomInfo's Class A common stock ("Class A Common Stock") as described herein.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects phantom units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting settled into limited liability company units ("HoldCo Units") of ZoomInfo Intermediate Holdings LLC ("HoldCo") together with an equal number of shares of Class B common stock of ZoomInfo. These HoldCo Units and shares of Class B Common Stock were automatically exchanged for shares of ZoomInfo's Class A Common Stock on a one-for-one basis, as described herein.
Referenced by the price of 1 transaction in Table I.