Sims Luke E's Form 4 filing
Eagle Capital Growth Fund, Inc. (GRF) · filed Dec 5, 2024
- Accession no.
- 0001793373-24-000011
- Filed
- Dec 5, 2024
- Trade date
- Nov 27-Dec 4, 2024
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $58.4K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sims Luke ECIK 0001038238 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2024 | Common Stock | LLess common codeAcquired | +14 | $10.10 | +$141.4 | 277,285 | Direct | |
| Dec 4, 2024 | Common Stock | PPurchaseAcquired | +5,000 | $9.75 | +$48,750 | 282,285 | Direct | |
| Dec 4, 2024 | Common Stock | PPurchaseAcquired | +1,000 | $9.68 | +$9,680 | 283,285 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.