Sims David C's Form 4 filing
Eagle Capital Growth Fund, Inc. (GRF) · filed Oct 3, 2024
- Accession no.
- 0001793373-24-000010
- Filed
- Oct 3, 2024
- Trade date
- Sep 24-Oct 1, 2024
- Filing delay
- 9 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $39.7K. It was filed 9 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sims David CCIK 0001401612 | Director, Officer (CFO, CCO, Secretary, Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2024 | Common Stock | LLess common codeAcquired | +795 | $9.72 | +$7,727.4 | 187,604.1 | Direct | |
| Oct 1, 2024 | Common Stock | PPurchaseAcquired | +4,069 | $9.75 | +$39,672.75 | 191,673.1 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.