Strome Mark E's Form 4 filing
Zivo Bioscience, Inc. (ZIVO) · filed Oct 30, 2023
- Accession no.
- 0001793373-23-000005
- Filed
- Oct 30, 2023, 5:01 PM ET
- Trade date
- Jun 2, 2021-Nov 20, 2022
- Filing delay
- 880 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 9 derivative transactions. Open-market purchases total $199.6K. It was filed 880 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Strome Mark ECIK 0000919484 | 10% Owner |
| Strome Investment Management LPCIK 0000936711 | 10% Owner |
| Strome Alpha Fund L PCIK 0001324539 | 10% Owner |
| Strome Mezzanine Fund, LPCIK 0001713153 | 10% Owner |
| Strome Group, Inc.CIK 0001724136 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2021 | Common Stock | CConversionAcquired | +326,286 | $8.00 | +$2,610,288 | 326,286 | Indirect | |
| Jun 2, 2021 | Common Stock | PPurchaseAcquired | +40,000 | $4.99 | +$199,600 | 203,601 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2021 | Common Stock | PPurchaseAcquired | +40,000 | $0.01 | +$400 | 40,000 | Indirect | |
| Jun 2, 2021 | Common Stock | CConversionDisposed | −326,286 | $0.00 | $0 | 0 | Indirect | |
| Jul 24, 2022 | Common Stock | JOtherDisposed | −3,125 | $0.00 | $0 | 0 | Indirect | |
| Sep 25, 2022 | Common Stock | JOtherDisposed | −3,125 | $0.00 | $0 | 0 | Indirect | |
| Nov 20, 2022 | Common Stock | JOtherDisposed | −208,333 | $0.00 | $0 | 0 | Indirect | |
| Nov 20, 2022 | Common Stock | JOtherDisposed | −8,333 | $0.00 | $0 | 0 | Indirect | |
| Nov 20, 2022 | Common Stock | JOtherDisposed | −3,125 | $0.00 | $0 | 0 | Indirect | |
| Nov 20, 2022 | Common Stock | JOtherDisposed | −104,166 | $0.00 | $0 | 0 | Indirect | |
| Nov 20, 2022 | Common Stock | JOtherDisposed | −4,166 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.