Sims David C's Form 4 filing
Eagle Capital Growth Fund, Inc. (GRF) · filed Aug 30, 2023
- Accession no.
- 0001793373-23-000003
- Filed
- Aug 30, 2023
- Trade date
- Aug 28, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $67.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sims David CCIK 0001401612 | Director, Officer (CFO, CCO, Secretary, Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Common Stock | PPurchaseAcquired | +6,325 | $8.88 | +$56,166 | 181,656.1 | Direct | |
| Aug 28, 2023 | Common Stock | PPurchaseAcquired | +20 | $8.86 | +$177.2 | 181,676.1 | Direct | |
| Aug 28, 2023 | Common stock | PPurchaseAcquired | +1,250 | $8.81 | +$11,012.5 | 23,854.73 | Indirect | |
| Aug 28, 2023 | Common Stock | PPurchaseAcquired | +25 | $8.86 | +$221.5 | 23,879.73 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.