Sims David C's Form 4 filing
Eagle Capital Growth Fund, Inc. (GRF) · filed Feb 24, 2023
- Accession no.
- 0001793373-23-000001
- Filed
- Feb 24, 2023
- Trade date
- Feb 23, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $29.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sims David CCIK 0001401612 | Director, Officer (CFO, CCO, Secretary, Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2023 | Common Stock | PPurchaseAcquired | +1,896 | $8.33 | +$15,793.68 | 171,556.1 | Direct | |
| Feb 23, 2023 | Common Stock | PPurchaseAcquired | +1,668 | $8.33 | +$13,894.44 | 21,429.73 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.