Sims David C's Form 4 filing
Eagle Capital Growth Fund, Inc. (GRF) · filed Sep 9, 2022
- Accession no.
- 0001793373-22-000007
- Filed
- Sep 9, 2022
- Trade date
- Sep 7-8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $46.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sims David CCIK 0001401612 | Director, Officer (CFO, CCO, Secretary, Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Common Stock | LLess common codeAcquired | +100 | $8.25 | +$825 | 157,993.1 | Direct | |
| Sep 8, 2022 | Common Stock | LLess common codeAcquired | +1,000 | $8.25 | +$8,250 | 158,993.1 | Direct | |
| Sep 8, 2022 | Common Stock | PPurchaseAcquired | +667 | $8.02 | +$5,349.34 | 159,660.1 | Direct | |
| Sep 8, 2022 | Common Stock | PPurchaseAcquired | +5,000 | $8.15 | +$40,750 | 164,660.1 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.