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Sims David C's Form 4 filing

Eagle Capital Growth Fund, Inc. (GRF) · filed Mar 14, 2022

Accession no.
0001793373-22-000003
Filed
Mar 14, 2022
Trade date
Mar 10, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $48.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sims David CCIK 0001401612Director, Officer (CFO, CCO, Secretary, Treasurer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 10, 2022Common StockPPurchaseAcquired+1,304$9.30+$12,127.2151,893.1Direct
Mar 10, 2022Common StockPPurchaseAcquired+3,898$9.30+$36,251.419,761.73Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)