Sims David C's Form 4 filing
Eagle Capital Growth Fund, Inc. (GRF) · filed Aug 18, 2021
- Accession no.
- 0001793373-21-000008
- Filed
- Aug 18, 2021
- Trade date
- Aug 16-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market purchases total $46.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sims David CCIK 0001401612 | Director, Officer (CFO, CCO, Secretary, Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | PPurchaseAcquired | +604 | $9.12 | +$5,508.48 | 140,070.1 | Direct | |
| Aug 16, 2021 | Common Stock | PPurchaseAcquired | +964 | $9.15 | +$8,820.6 | 141,034.1 | Direct | |
| Aug 16, 2021 | Common Stock | PPurchaseAcquired | +1 | $9.22 | +$9.22 | 141,035.1 | Direct | |
| Aug 16, 2021 | Common Stock | PPurchaseAcquired | +100 | $9.23 | +$923 | 141,135.1 | Direct | |
| Aug 16, 2021 | Common Stock | PPurchaseAcquired | +1,001 | $9.24 | +$9,249.24 | 142,136.1 | Direct | |
| Aug 17, 2021 | Common Stock | PPurchaseAcquired | +200 | $9.27 | +$1,854 | 142,336.1 | Direct | |
| Aug 17, 2021 | Common Stock | PPurchaseAcquired | +1,770 | $9.28 | +$16,425.6 | 144,106.1 | Direct | |
| Aug 17, 2021 | Common Stock | PPurchaseAcquired | +43 | $9.29 | +$399.47 | 144,149.1 | Direct | |
| Aug 17, 2021 | Common Stock | PPurchaseAcquired | +317 | $9.31 | +$2,951.27 | 144,466.1 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.