Morgan Peter J. III's Form 4 filing
Schwab Charles Corp (SCHW) · filed Aug 29, 2025
- Accession no.
- 0001792910-25-000010
- Filed
- Aug 29, 2025
- Trade date
- Aug 27, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.85M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Morgan Peter J. IIICIK 0001792910 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2025 | Common Stock | MOption exerciseAcquired | +2,203 | $46.39 | +$102,197.17 | 2,203 | Direct | |
| Aug 27, 2025 | Common Stock | MOption exerciseAcquired | +47,813 | $64.10 | +$3,064,813.3 | 50,016 | Direct | |
| Aug 27, 2025 | Common Stock | SSaleDisposed | −50,016 | $97.00F1 | −$4,851,552 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2025 | Common Stock | MOption exerciseDisposed | −2,203 | $0.00 | $0 | 0 | Direct | |
| Aug 27, 2025 | Common Stock | MOption exerciseDisposed | −47,813 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $96.895 to $97.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.