Fredman Sheara J's Form 4 filing
Goldman Sachs Group Inc (GS) · filed Jan 25, 2024
- Accession no.
- 0001792653-24-000002
- Filed
- Jan 25, 2024
- Trade date
- Jan 23, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.63M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fredman Sheara JCIK 0001792653 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 23, 2024 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +3,822 | –F1 | – | 17,787 | Direct | |
| Jan 23, 2024 | Common Stock, par value $0.01 per share | FTax withholdingDisposed | −2,024 | $385.96 | −$781,183.04 | 15,763 | Direct | |
| Jan 23, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,530 | $379.36F3 | −$580,420.8 | 14,233 | Direct | |
| Jan 23, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,479 | $380.47F4 | −$943,185.13 | 11,754 | Direct | |
| Jan 23, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −185 | $381.06F5 | −$70,496.1 | 11,569 | Direct | |
| Jan 23, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −67 | $382.18F6 | −$25,606.06 | 11,502 | Direct | |
| Jan 23, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −39 | $382.99 | −$14,936.61 | 11,463 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 23, 2024 | Common Stock par value $0.01 per share | MOption exerciseDisposed | −3,822 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
Reflects a weighted average sale price of $379.36 per share, at prices ranging from $378.84 to $379.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $380.47 per share, at prices ranging from $379.84 to $380.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects a weighted average sale price of $381.06 per share, at prices ranging from $380.86 to $381.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects a weighted average sale price of $382.18 per share, at prices ranging from $381.89 to $382.48 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.