McBirney Collin's Form 4 filing
Heritage Global Inc. (HGBL) · filed Apr 13, 2023
- Accession no.
- 0001792549-23-000007
- Filed
- Apr 13, 2023, 6:50 PM ET
- Trade date
- Apr 11-13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $189.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McBirney CollinCIK 0001792547 | Other: See Explanation in Footnotes |
| Topline Capital Management, LLCCIK 0001792549 | Other: See Explanation in Footnotes |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 11, 2023 | Common Stock | SSaleDisposed | −32,666 | $2.84 | −$92,771.44 | 3,825,860 | Indirect | Duplicate filing |
| Apr 12, 2023 | Common Stock | SSaleDisposed | −9,199 | $2.90 | −$26,677.1 | 3,816,661 | Indirect | Duplicate filing |
| Apr 13, 2023 | Common Stock | SSaleDisposed | −24,084 | $2.91 | −$70,084.44 | 3,792,577 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.