Swann Matthew J's Form 4 filing
Ip Strategy Holdings, Inc. (IPST) · filed Aug 19, 2025
- Accession no.
- 0001788230-25-000138
- Filed
- Aug 19, 2025
- Trade date
- Jun 27-Aug 15, 2025
- Filing delay
- 53 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 4 derivative transactions. It was filed 53 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Swann Matthew JCIK 0002051918 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2025 | Common Stock | JOtherAcquired | +13,315 | $0.00F1 | $0 | 119,065 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 27, 2025 | Common Stock | PPurchaseAcquired | +264,000 | $10.00 | +$100,000 | 10,000 | Direct | |
| Aug 15, 2025 | Common Stock | JOtherDisposed | −13,315 | $0.00F1 | $0 | 0 | Direct | |
| Aug 15, 2025 | Common Stock | JOtherAcquired | +133,155 | $0.00F1 | $0 | 133,155 | Direct | |
| Aug 15, 2025 | Common Stock | JOtherAcquired | +119,839 | $0.00F1 | $0 | 119,839 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement.
Referenced by the price of 1 transaction in Table I and 3 transactions in Table II.