Chen James C. K.'s Form 4 filing
Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) · filed Aug 18, 2026
- Accession no.
- 0001785237-26-000006
- Filed
- Aug 18, 2026, 9:10 AM ET
- Trade date
- Aug 10, 2026
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. It was filed 8 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001785237-26-000007 (Aug 26, 2026). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chen James C. K.CIK 0001785237 | Other: PM |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2026 | Virtus Artificial Intelligence Opportunities Fund | DReturned to the companyDisposed | −3,853.2589 | $26.12 | −$100,650.21 | 7,632 | Direct | |
| Aug 10, 2026 | Virtus Artificial Intelligence Opportunities Fund | DReturned to the companyDisposed | −7,382 | $26.16 | −$193,078.42 | 250 | Direct | |
| Aug 10, 2026 | Virtus Artificial Intelligence Opportunities Fund | DReturned to the companyDisposed | −250 | $26.21 | −$6,551.25 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.