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Walker Walter Frederick's Form 4 filing

Harbor Custom Development, Inc. (HCDI) · filed Jun 15, 2022

Accession no.
0001784567-22-000022
Filed
Jun 15, 2022
Trade date
Jun 14-15, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $25.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Walker Walter FrederickCIK 0001711930Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 14, 2022Common Stock, no par valuePPurchaseAcquired+6,000$1.67+$10,02074,000Indirect
Jun 15, 2022Series A Cumulative Convertible Preferred StockPPurchaseAcquired+1,000$15.02+$15,0208,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)