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Bhatt Baiju's Form 4 filing

Robinhood Markets, Inc. (HOOD) · filed Nov 10, 2025

Accession no.
0001783879-25-000314
Filed
Nov 10, 2025
Trade date
Nov 7, 2025
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $170.9M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bhatt BaijuCIK 0001870914Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 7, 2025Class A Common StockCConversionAcquired+1,330,000–F1–1,330,000Indirect
Nov 7, 2025Class A Common StockSSaleDisposed−630,852$127.97−$80,730,130.44699,148Indirect
Nov 7, 2025Class A Common StockSSaleDisposed−559,473$128.66−$71,981,796.18139,675Indirect
Nov 7, 2025Class A Common StockSSaleDisposed−104,998$129.78−$13,626,640.4434,677Indirect
Nov 7, 2025Class A Common StockSSaleDisposed−34,677$130.54−$4,526,735.580Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 7, 2025Class A Common StockCConversionDisposed−1,330,000$0.00$047,682,514Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

As part of the transactions effected on November 7, 2025, the Living Trust sold an aggregate of 1,330,000 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)