Bhatt Baiju's Form 4 filing
Robinhood Markets, Inc. (HOOD) · filed Mar 26, 2025
- Accession no.
- 0001783879-25-000103
- Filed
- Mar 26, 2025
- Trade date
- Mar 24, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.18M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bhatt BaijuCIK 0001870914 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2025 | Class A Common Stock | CConversionAcquired | +47,023 | –F1 | – | 47,023 | Indirect | |
| Mar 24, 2025 | Class A Common Stock | SSaleDisposed | −47,023 | $46.37 | −$2,180,456.51 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2025 | Class A Common Stock | CConversionDisposed | −47,023 | $0.00 | $0 | 56,608,880 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
As part of the transaction effected on March 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/17 (the "Living Trust') on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 47,023 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.
Referenced by the price of 1 transaction in Table I.