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Gallagher Daniel Martin Jr's Form 4 filing

Robinhood Markets, Inc. (HOOD) · filed Dec 3, 2024

Accession no.
0001783879-24-000320
Filed
Dec 3, 2024
Trade date
Dec 1, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.17M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gallagher Daniel Martin JrCIK 0001705560Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 1, 2024Class A Common StockMOption exerciseAcquired+119,839–F1–1,177,339Direct
Dec 1, 2024Class A Common StockSSaleDisposed−57,884$37.54−$2,172,965.361,119,455Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 1, 2024Class A Common StockMOption exerciseDisposed−28,936$0.00$0144,676Direct
Dec 1, 2024Class A Common StockMOption exerciseDisposed−66,489$0.00$0598,405Direct
Dec 1, 2024Class A Common StockMOption exerciseDisposed−24,414$0.00$0317,383Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)