Tenev Vladimir's Form 4 filing
Robinhood Markets, Inc. (HOOD) · filed May 23, 2024
- Accession no.
- 0001783879-24-000153
- Filed
- May 23, 2024
- Trade date
- May 21, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tenev VladimirCIK 0001871006 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2024 | Class A Common Stock | CConversionDisposed | −47,570 | $0.00 | $0 | 50,147,150 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades during the day at prices ranging from $21.10 to $21.21. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Referenced by the price of 1 transaction in Table I.