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LaFreniere Nora E.'s Form 4 filing

Otis Worldwide Corp (OTIS) · filed Feb 10, 2026

Accession no.
0001781335-26-000051
Filed
Feb 10, 2026
Trade date
Feb 6-10, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.48M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
LaFreniere Nora E.CIK 0001807121Officer (EVP, General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 6, 2026Common StockMOption exerciseAcquired+1,617–F1–39,252Direct
Feb 6, 2026Common StockFTax withholdingDisposed−616$89.85−$55,347.638,636Direct
Feb 7, 2026Common StockMOption exerciseAcquired+1,620–F1–40,256Direct
Feb 7, 2026Common StockFTax withholdingDisposed−751$89.85−$67,477.3539,505Direct
Feb 10, 2026Common StockMOption exerciseAcquired+5,107$58.66+$299,576.6244,612Direct
Feb 10, 2026Common StockDReturned to the companyDisposed−3,314$90.38−$299,519.3241,298Direct
Feb 10, 2026Common StockSSaleDisposed−1,793$90.38−$162,051.3439,505Direct
Feb 10, 2026Common StockSSaleDisposed−25,625$90.38F4−$2,315,987.513,880Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 6, 2026Common StockMOption exerciseDisposed−1,617$0.00$01,629Direct
Feb 7, 2026Common StockMOption exerciseDisposed−1,620$0.00$00Direct
Feb 10, 2026Common StockMOption exerciseDisposed−5,107$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Referenced by the price of 2 transactions in Table I.

F4

The shares sold in multiple trades at prices ranging from $90.21 to $90.55. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)