Bleichroeder LP's Form 4 filing
Scientific Industries Inc (SCND) · filed Dec 15, 2023
- Accession no.
- 0001781002-23-000050
- Filed
- Dec 15, 2023
- Trade date
- Dec 13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 5 derivative transactions. Open-market purchases total $1.20M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bleichroeder LPCIK 0001781002 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | PPurchaseAcquired | +600,000 | $2.00 | +$1,200,000 | 1,203,351 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | JOtherDisposed | −278,947 | – | – | 0 | Indirect | |
| Dec 13, 2023 | Common Stock | JOtherAcquired | +278,947 | – | – | 278,947 | Indirect | |
| Dec 13, 2023 | Common Stock | JOtherDisposed | −22,728 | – | – | 0 | Indirect | |
| Dec 13, 2023 | Common Stock | JOtherAcquired | +22,728 | – | – | 22,728 | Indirect | |
| Dec 13, 2023 | Common Stock | PPurchaseAcquired | +960,000 | – | – | 960,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.