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Lo Francis's Form 4 filing

Adaptive Biotechnologies Corp (ADPT) · filed Jun 8, 2026

Accession no.
0001780660-26-000015
Filed
Jun 8, 2026
Trade date
Jun 4, 2026
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $695.1K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lo FrancisCIK 0001780660Officer (Chief People Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 4, 2026Common StockMOption exerciseAcquired+5,792$12.14+$70,314.88276,946Direct
Jun 4, 2026Common StockMOption exerciseAcquired+2,009$8.46+$16,996.14278,955Direct
Jun 4, 2026Common StockMOption exerciseAcquired+2,344$3.99+$9,352.56281,299Direct
Jun 4, 2026Common StockMOption exerciseAcquired+9,376$8.12+$76,133.12290,675Direct
Jun 4, 2026Common StockSSaleDisposed−39,741$17.49−$695,070.09250,934Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 4, 2026Common StockMOption exerciseDisposed−5,792$0.00$0171,823Direct
Jun 4, 2026Common StockMOption exerciseDisposed−2,009$0.00$085,065Direct
Jun 4, 2026Common StockMOption exerciseDisposed−2,344$0.00$085,953Direct
Jun 4, 2026Common StockMOption exerciseDisposed−9,376$0.00$0140,648Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)