De Urioste George's Form 4 filing
HeartBeam, Inc.BEAT · filed Sep 27, 2023
- Accession no.
- 0001779372-23-000029
- Filed
- Sep 27, 2023
- Trade date
- Sep 22-26, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $15.7K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| De Urioste GeorgeCIK 0001270068 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2023 | Common Stock | SSaleDisposed | −2,393 | $2.21 | −$5,288.53 | 56,463 | Direct | |
| Sep 26, 2023 | Common Stock | SSaleDisposed | −5,000 | $2.09 | −$10,450 | 51,463 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.