De Urioste George's Form 4 filing
HeartBeam, Inc. (BEAT) · filed Sep 15, 2023
- Accession no.
- 0001779372-23-000022
- Filed
- Sep 15, 2023
- Trade date
- Sep 13-14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $20.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| De Urioste GeorgeCIK 0001270068 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2023 | Common Stock | SSaleDisposed | −1,878 | $1.90 | −$3,568.2 | 77,230 | Direct | |
| Sep 13, 2023 | Common Stock | SSaleDisposed | −3,122 | $1.95 | −$6,087.9 | 74,108 | Direct | |
| Sep 14, 2023 | Common Stock | SSaleDisposed | −5,000 | $2.17 | −$10,850 | 69,108 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.