Brounstein Richard D's Form 4 filing
HeartBeam, Inc. (BEAT) · filed Apr 4, 2022
- Accession no.
- 0001779372-22-000013
- Filed
- Apr 4, 2022
- Trade date
- Mar 30-Apr 4, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brounstein Richard DCIK 0001189694 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2022 | Common Stock | AGrant or awardAcquired | +757 | $0.00 | $0 | 105,860 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2022 | Common Stock | MOption exerciseAcquired | +757 | $0.00 | $0 | 6,064 | Direct | |
| Mar 30, 2022 | Common Stock | PPurchaseAcquired | +10,000 | $0.00 | $0 | 10,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.