Vajdic Branislav's Form 4/A amendment
AmendedHeartBeam, Inc.BEAT · filed Jan 6, 2022
- Accession no.
- 0001779372-22-000003
- Filed
- Jan 6, 2022
- Trade date
- Dec 30, 2021
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 3, 2022
This filing lists 1 derivative transaction. It was filed 7 days after the trade.
This amendment replaces 0001779372-22-000002 (filed Jan 3, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vajdic BranislavCIK 0001422425 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2021 | Common Stock | PPurchaseAcquired | +25,000 | $0.00F2 | $0 | 25,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The underlying warrant purchased by the reporting person represents the right to purchase one share of common stock of HeartBeam, Inc., at a purchase price of $6.00 per unit. The warrant is publicly trading on Nasdaq under the ticker symbol BEATW.
- F2
Warrant purchase price $0.84-$0.85 per unit.
Referenced by the price of 1 transaction in Table II.