Borthwick John's Form 4 filing
Strata Critical Medical, Inc. (SRTA) · filed Dec 17, 2024
- Accession no.
- 0001779128-24-000157
- Filed
- Dec 17, 2024, 4:32 PM ET
- Trade date
- Dec 13, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $313.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Borthwick JohnCIK 0001972409 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2024 | Class A common stock, $0.0001 par value per share | MOption exerciseAcquired | +104,388 | $0.31 | +$32,360.28 | 246,734 | Direct | |
| Dec 13, 2024 | Class A common stock, $0.0001 par value per share | SSaleDisposed | −78,291 | $4.00 | −$313,250.12 | 168,443 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2024 | Class A common stock, $0.0001 par value per share | MOption exerciseDisposed | −104,388 | $0.31 | −$32,360.28 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.