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Lerer Kenneth B's Form 4 filing

Strata Critical Medical, Inc. (SRTA) · filed Aug 17, 2022

Accession no.
0001779128-22-000089
Filed
Aug 17, 2022
Trade date
Aug 15-16, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market sales total $403.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lerer Kenneth BCIK 0001120789Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2022Class A common stock, $0.0001 par value per shareSSaleDisposed−25,943$6.34F1−$164,478.6273,386Indirect
Aug 15, 2022Class A common stock, $0.0001 par value per shareSSaleDisposed−13,883$6.34F1−$88,018.2239,271Indirect
Aug 16, 2022Class A common stock, $0.0001 par value per shareSSaleDisposed−15,654$6.27F5−$98,150.5857,732Indirect
Aug 16, 2022Class A common stock, $0.0001 par value per shareSSaleDisposed−8,376$6.27F5−$52,517.5230,895Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

These transactions were executed in multiple trades at prices ranging from $6.25 to $6.64, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 2 transactions in Table I.

F5

These transactions were executed in multiple trades at prices ranging from $6.25 to $6.305, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)