Frampton Marcus's Form 4 filing
Scientific Industries Inc (SCND) · filed Nov 24, 2021
- Accession no.
- 0001776356-21-000003
- Filed
- Nov 24, 2021
- Trade date
- Nov 23-24, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $2.18K. Open-market sales total $5.92K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frampton MarcusCIK 0001776356 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | Common Stock | SSaleDisposed | −1,050 | $5.64 | −$5,922 | 63,710 | Indirect | |
| Nov 24, 2021 | Common Stock | PPurchaseAcquired | +378 | $5.77 | +$2,181.06 | 8,513 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Marcus Frampton has beneficial ownership of shares of Scientific Industries both directly in a personal capacity and indirectly through control of Falcon Juneau, LLC. Falcon Juneau, LLC is a private investment partnership controlled by Marcus Frampton in which Marcus Frampton has a less than 50% economic interest. Following the transactions disclosed herein, Marcus Frampton owns 8,513 shares directly in his name and controls 63,710 through Falcon Juneau, LLC.