Newsom Cory T's Form 4 filing
South Plains Financial, Inc.SPFI · filed Jun 9, 2023
- Accession no.
- 0001775199-23-000003
- Filed
- Jun 9, 2023
- Trade date
- Jun 7-9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $105.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Newsom Cory TCIK 0001775199 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Common Stock | PPurchaseAcquired | +3,500 | $23.53F1 | +$82,355 | 263,847 | Direct | |
| Jun 9, 2023 | Common Stock | PPurchaseAcquired | +335 | $23.75 | +$7,956.25 | 264,182 | Direct | |
| Jun 9, 2023 | Common Stock | PPurchaseAcquired | +643 | $23.84 | +$15,329.12 | 643 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $23.48 to $23.54 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.