Griffith Curtis C's Form 4 filing
South Plains Financial, Inc. (SPFI) · filed Feb 14, 2025
- Accession no.
- 0001775195-25-000004
- Filed
- Feb 14, 2025
- Trade date
- Feb 12-14, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $1.37M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Griffith Curtis CCIK 0001775195 | Director, Officer (Chairman and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2025 | Common Stock | SSaleDisposed | −15,422 | $35.69F1 | −$550,411.18 | 854,818 | Direct | |
| Feb 13, 2025 | Common Stock | SSaleDisposed | −17,939 | $35.40F3 | −$635,040.6 | 836,879 | Direct | |
| Feb 14, 2025 | Common Stock | GGiftDisposed | −3,000 | $0.00F4 | $0 | 833,879 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −5,196 | $35.60F5 | −$184,977.6 | 828,683 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $35.50 to $36.28 per share. The Reporting Person has reported these sales on an aggregate basis using the weighted average price for the transactions.
Referenced by the price of 1 transaction in Table I.
- F3
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $35.25 to $35.70 per share. The Reporting Person has reported these sales on an aggregate basis using the weighted average price for the transactions.
Referenced by the price of 1 transaction in Table I.
- F4
Represents a charitable gift by the Reporting Person.
Referenced by the price of 1 transaction in Table I.
- F5
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $35.50 to $35.92 per share. The Reporting Person has reported these sales on an aggregate basis using the weighted average price for the transactions.
Referenced by the price of 1 transaction in Table I.